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Putnam Investment Management - Musharof Chy

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Putnam Agrees to Pay for Losses Attributable to Excessive Trading

SEC found that Putnam committed securities fraud by failing to disclose potentially self-dealing ex...

354 Aufrufe
25. Jan. 2025

Putnam Agrees to Pay to Resolve Market Timing Charges by SEC

Putnam settles with SEC for violating federal securities laws by failing to disclose improper marke...

134 Aufrufe
25. Jan. 2025