Articles - Musharof Chy
PBHG Funds and Pilgrim Baxter Charged With Fraud
SEC charges the founders with fraud in connection with market timing of the Funds.
SEC Charges Gateway with Fraudulent Earnings Manipulation Scheme
The company gave the false and misleading impression that it was outpacing an industry trend of dec...
SEC Charges Security Trust in Trading Schemes
Company facilitated fraudulent mutual fund late trading and market timing schemes,
SEC Charges Martha Stewart, Broker Peter Bacanovic with Illegal Insider Trading
Complaint alleges that Stewart committed illegal insider trading when she sold stock of ImClone Sys...
FTC Charges QVC Home Shopping Channel With Making Deceptive Claims
DOJ sues QVC for unsubstantiated claims for Lite Bites weight-loss products and Bee-Alive royal jel...
CAMCO Settles FTC Charges
FTC had alleged that CAMCO and its subsidiaries indulged in abusive and deceptive collection practi...
SEC Charges CMS Energy Corp. with Fraud in Round-Trip Energy Trades
According to SEC, CMS arranged "massive pre-arranged trades that, despite lacking economic substanc...
SEC to Settle Charges Against Bank of America for Market Timing and Late Trading
SEC had charged that the BoA's Capital Management and Securities subsidiaries facilitated market ti...
SEC's Agreement to Settle Civil Fraud Charges Against Fleet for Undisclosed Market Timing
SEC had charged that Fleet's subsidiaries Columbia Management Advisors and Columbia Funds Distribut...
Mutual Fund Manager MFS Settles with SEC
Massachusetts Financial Services Company (MFS) allegedly used brokerage commissions on mutual fund ...
Settlement Reached With Five Specialist Firms
They allegedly violated Federal Securities Laws and NYSE Regulations by executing orders for their ...
SEC Files Civil Fraud Case Against Fleet for Market Timing Arrangements
It charged that FleetBoston's Columbia Management Advisors and Columbia Funds Distributor allowed c...